Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (5 Aug 2019 to 12 Feb 2020)
    • CF30 Customer (29 Oct 2012 to 6 Mar 2016)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF30 Customer (5 Mar 2009 to 26 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.