Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 1 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2021)
    • [FCA CF] Client dealing (since 1 Nov 2021)
    • SMF3 Executive Director (since 1 Nov 2021)
    • SMF16 Compliance Oversight (since 1 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
  • Progressive Strategic Solutions LLP (no longer approved here)

    FRN 460655

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Apr 2021)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
  • Fresh Perspective Financial Planning Ltd (no longer approved here)

    FRN 587569

    • Responsible for Insurance Mediation (31 Oct 2012 to 1 Sep 2014)
    • CF1 Director (31 Oct 2012 to 1 Sep 2014)
    • CF10 Compliance Oversight (31 Oct 2012 to 1 Sep 2014)
    • CF30 Customer (31 Oct 2012 to 1 Sep 2014)
  • Paradigm Norton Financial Planning Ltd (no longer approved here)

    FRN 455083

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.