Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mangu Wealth Management Limited
FRN 954352
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Responsible for Insurance Distribution (since 1 Nov 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2021)
- [FCA CF] Client dealing (since 1 Nov 2021)
- SMF3 Executive Director (since 1 Nov 2021)
- SMF16 Compliance Oversight (since 1 Nov 2021)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Apr 2021)
- CF30 Customer (1 Aug 2018 to 8 Dec 2019)
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- Responsible for Insurance Mediation (31 Oct 2012 to 1 Sep 2014)
- CF1 Director (31 Oct 2012 to 1 Sep 2014)
- CF10 Compliance Oversight (31 Oct 2012 to 1 Sep 2014)
- CF30 Customer (31 Oct 2012 to 1 Sep 2014)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2012)
- CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.