Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2025)
    • [FCA CF] Client dealing (since 29 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (3 Mar 2021 to 31 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2025)
    • CF30 Customer (8 Dec 2015 to 31 Oct 2025)
  • Cornucopia Wealth Management Ltd (no longer approved here)

    FRN 944429

    • Employed By (3 Mar 2021 to 31 Oct 2025)
  • Samuels Financial LLP (no longer approved here)

    FRN 475089

    • (2)Employed By (8 Dec 2015 to 31 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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