Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 Jan 2025)
    • CF30 Customer (since 15 Jan 2025)
    • (19)Employed By (since 15 Jan 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Dec 2021)
    • CF30 Customer (21 Nov 2019 to 24 Dec 2021)
  • IQ&Co Limited (no longer approved here)

    FRN 789823

    • (9)Employed By (21 Nov 2019 to 24 Dec 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 10 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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