Matthew James Hammond

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 2 Aug 2019)
- CF30 Customer (12 Apr 2016 to 31 Mar 2019)
Navigation Wealth Management Limited
FRN 911786
- (1)Employed By (since 2 Aug 2019)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (1 Nov 2007 to 14 Sep 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
RLUM Limited (no longer approved here)
FRN 144032
- CF22 Investment Adviser (Trainee) (4 Feb 2004 to 27 Feb 2004)
- CF21 Investment Adviser (23 Sep 2003 to 9 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.