Matthew James Conroy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2017)
  • Matthew Conroy

    FRN 792528

    • (1)Employed By (since 1 Nov 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (4 Jul 2016 to 7 Sep 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (18 Feb 2013 to 10 Jun 2014)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (18 Feb 2013 to 10 Jun 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (26 Jul 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (4 Dec 2006 to 3 Jul 2007)
    • CF22 Investment Adviser (Trainee) (16 Feb 2006 to 4 Dec 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (17 Dec 2003 to 30 Mar 2004)
    • CF22 Investment Adviser (Trainee) (11 Feb 2002 to 17 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.