Matthew James Carvell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon

    FRN 122467

    • [FCA CF] Client dealing (since 5 Jan 2024)
    • [FCA CF] Algorithmic trading (since 5 Jan 2024)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [PRA CF] Significant risk taker or Material risk taker (13 Oct 2022 to 29 Sep 2023)
    • [FCA CF] Material risk taker (13 Oct 2022 to 29 Sep 2023)
    • [FCA CF] Client dealing (11 Jul 2017 to 29 Sep 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (19 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.