Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 18 Jun 2013)
    • CF4 Partner (AR) (22 Feb 2018 to 19 Dec 2020)
    • (17)Employed By (since 18 Jun 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 May 2013)
    • CF21 Investment Adviser (30 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Feb 2002 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.