Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RLUM Limited

    FRN 144032

    • [FCA CF] Manager of certification employee (since 5 Feb 2025)
    • [FCA CF] Manager of certification employee (since 5 Feb 2025)
    • [FCA CF] Material risk taker (since 1 Apr 2022)
    • [FCA CF] Material risk taker (since 23 Jun 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
    • CF30 Customer (5 Jul 2019 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (15 Oct 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Oct 2010)
    • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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