Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RLUM Limited
FRN 144032
- [FCA CF] Manager of certification employee (since 5 Feb 2025)
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Royal London Unit Trust Managers Limited
FRN 144037
- [FCA CF] Manager of certification employee (since 5 Feb 2025)
- [FCA CF] Material risk taker (since 1 Apr 2022)
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Royal London Asset Management Limited
FRN 141665
- [FCA CF] Material risk taker (since 23 Jun 2021)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
- CF30 Customer (5 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (15 Oct 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 6 Oct 2010)
- CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.