Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Howlett Reid Wealth Management
FRN 841219
- 9A. Advising on P2P agreements
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF27 Partner (since 6 Jan 2020)
- Responsibility for MCD Intermediation (since 6 Jan 2020)
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- Appointed representative dealing with clients for which they require qualification (31 Jul 2025 to 27 Oct 2025)
Recent activity
Updates to this individual's record on the FCA register.
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