Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Client dealing (since 6 Jan 2025)
- [FCA CF] Material risk taker (since 1 Jan 2025)
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Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Client dealing (since 6 Jan 2025)
- [FCA CF] Material risk taker (since 1 Jan 2025)
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Threadneedle International Limited
FRN 143014
- [FCA CF] Client dealing (since 6 Jan 2025)
- [FCA CF] Material risk taker (since 1 Jan 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (30 Nov 2005 to 31 Oct 2007)
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2020)
- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.