Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (21)Employed By (since 8 Sep 2021)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 31 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 3 Sep 2014)
    • CF30 Customer (6 Nov 2012 to 25 Sep 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Oct 2013 to 6 Sep 2014)
  • Willson Grange Ltd (no longer approved here)

    FRN 503107

    • Employed By (6 Nov 2012 to 25 Sep 2013)
  • Cavendish Brooke Limited (no longer approved here)

    FRN 215726

    • Employed By (24 May 2012 to 27 Sep 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (24 May 2012 to 27 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

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