Matthew Ian Auerbach

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Anchor Capital Asset Management (UK) Limited (no longer approved here)
FRN 983917
- (1)[FCA CF] Client dealing (19 Nov 2024 to 31 Mar 2026)
Marble Bar Asset Management LLP (no longer approved here)
FRN 475857
- [FCA CF] Client dealing (1 Jun 2022 to 15 Jan 2024)
- [FCA CF] Material risk taker (14 Sep 2020 to 15 Jan 2024)
CAPRICORN FUND MANAGERS LIMITED (no longer approved here)
FRN 505252
- CF1 Director (AR) (27 Jun 2019 to 28 Aug 2019)
- CF30 Customer (23 Apr 2018 to 8 Jan 2019)
- CF1 Director (26 Jul 2010 to 15 Dec 2018)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (1)[FCA CF] Client dealing at Anchor Capital Asset Management (UK) Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.