Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BROWN SHIPLEY & CO. LIMITED
FRN 124548
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
- [FCA CF] Manager of certification employee (23 Sep 2020 to 1 Aug 2022)
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- CF30 Customer (15 Mar 2010 to 11 Jun 2012)
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- CF30 Customer (24 Jul 2009 to 14 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.