Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 25 Jul 2024)
    • [PRA CF] Key function holder (since 25 Jul 2024)
    • [FCA CF] CASS oversight function (since 25 Jul 2024)
    • [FCA CF] Client dealing (since 25 Jul 2024)
    • [FCA CF] Significant management (since 25 Jul 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 7 Sep 2017)
    • Responsible for Insurance Mediation (7 Sep 2017 to 30 Sep 2018)
    • CF1 Director (7 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Sep 2017 to 8 Dec 2019)
  • Mortgage Next Network Limited (no longer approved here)

    FRN 300866

    • CF1 Director (AR) (4 Mar 2011 to 15 Jan 2018)
  • Harvey Bowes Ltd (no longer approved here)

    FRN 457378

    • (2)Employed By (4 Mar 2011 to 15 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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