Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Harvey Bowes Financial Services Limited
FRN 782846
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 25 Jul 2024)
- [PRA CF] Key function holder (since 25 Jul 2024)
- [FCA CF] CASS oversight function (since 25 Jul 2024)
- [FCA CF] Client dealing (since 25 Jul 2024)
- [FCA CF] Significant management (since 25 Jul 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 7 Sep 2017)
- Responsible for Insurance Mediation (7 Sep 2017 to 30 Sep 2018)
- CF1 Director (7 Sep 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Sep 2017 to 8 Dec 2019)
-
- CF1 Director (AR) (4 Mar 2011 to 15 Jan 2018)
-
- (2)Employed By (4 Mar 2011 to 15 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.