Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2025)
  • The Finance Planning Group Limited (no longer approved here)

    FRN 715721

    • Appointed representative dealing with clients for which they require qualification (20 Jul 2021 to 1 Oct 2022)
    • [FCA CF] Functions requiring qualifications (7 Jul 2021 to 20 Jul 2021)
  • JLM MORTGAGE NETWORK LTD (no longer approved here)

    FRN 300629

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 5 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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