Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
WALPOLE FINANCIAL LIMITED
FRN 459771
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 11 Aug 2025)
-
- Appointed representative dealing with clients for which they require qualification (20 Jul 2021 to 1 Oct 2022)
- [FCA CF] Functions requiring qualifications (7 Jul 2021 to 20 Jul 2021)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 5 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.