Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coffey Brooks Financial Services Ltd
FRN 300657
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 18 Oct 2023)
- [FCA CF] Client dealing (since 27 Oct 2022)
- [FCA CF] Functions requiring qualifications (since 27 Oct 2022)
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Hodges Financial Services Ltd
FRN 685945
- Employed By (since 18 Oct 2023)
- Employed By (20 Apr 2015 to 9 Sep 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Sep 2022)
- CF1 Director (AR) (16 May 2018 to 9 Sep 2022)
- CF30 Customer (29 Apr 2015 to 9 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.