Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 24 Apr 2014)
    • CF30 Customer (since 4 Dec 2012)
    • (2)Employed By (since 4 Dec 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF22 Investment Adviser (Trainee) (1 Apr 2006 to 10 Aug 2006)
    • CF21 Investment Adviser (17 Mar 2003 to 31 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.