Matthew Higgins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Advies Private Clients LLP (no longer approved here)
FRN 937655
- SMF27 Partner (12 Apr 2021 to 11 Jan 2022)
- SMF16 Compliance Oversight (12 Apr 2021 to 11 Jan 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (12 Apr 2021 to 11 Jan 2022)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF4 Partner (AR) (30 Oct 2013 to 9 Apr 2021)
Advies Private Clients LLP (no longer approved here)
FRN 608366
- Employed By (30 Oct 2013 to 9 Apr 2021)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF4 Partner (AR) (22 May 2013 to 23 Jul 2013)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF4 Partner (AR) (22 May 2013 to 23 Jul 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.