Matthew Guy Newman Windows

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited

    FRN 466684

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
  • LGT Wealth Management UK LLP

    FRN 471048

    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
    • [FCA CF] Client dealing (since 1 Feb 2020)
    • CF30 Customer (24 Mar 2016 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 24 Dec 2015)
    • CF21 Investment Adviser (14 Sep 2007 to 31 Oct 2007)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF24 Pension Transfer Specialist (9 May 2007 to 30 Aug 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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