Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 1 Jan 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Jan 2020)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Jan 2020)
- CF30 Customer (3 Nov 2014 to 6 Mar 2016)
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- CF30 Customer (19 Oct 2009 to 30 Jul 2014)
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- CF30 Customer (12 Jun 2009 to 16 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.