Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jan 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Jan 2020)
    • CF30 Customer (3 Nov 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (19 Oct 2009 to 30 Jul 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Jun 2009 to 16 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.