Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring International Investment Limited
FRN 122628
- [FCA CF] Client dealing (since 2 Jan 2024)
- [FCA CF] Manager of certification employee (since 2 Jan 2024)
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Baring Asset Management Limited
FRN 170601
- [FCA CF] Client dealing (since 2 Jan 2024)
- [FCA CF] Manager of certification employee (since 2 Jan 2024)
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- [FCA CF] Manager of certification employee (5 Mar 2019 to 11 Feb 2022)
- [FCA CF] Client dealing (6 Mar 2018 to 11 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.