Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (27 Feb 2025 to 25 Feb 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
-
- (3)Employed By (27 Feb 2025 to 25 Feb 2026)
-
- CF30 Customer (1 Nov 2007 to 14 Jul 2011)
- CF1 Director (18 Aug 2006 to 14 Jul 2011)
- CF11 Money Laundering Reporting (18 Aug 2006 to 14 Jul 2011)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.