Matthew Franks

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Surrey Downs Financial Services Limited

    FRN 787019

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 15 Feb 2019)
  • SURREY DOWNS MORTGAGE & WEALTH LIMITED

    FRN 805474

    • (2)Employed By (since 15 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.