Matthew Fagan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2025)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Client dealing (6 Oct 2021 to 24 Apr 2023)
    • [FCA CF] Functions requiring qualifications (6 Oct 2021 to 24 Apr 2023)
  • ASCOT WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 551744

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2021)
    • CF30 Customer (31 Dec 2018 to 30 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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