Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (1 Jun 2016 to 30 Sep 2016)
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- SMF16 Compliance Oversight (7 Mar 2016 to 30 Sep 2016)
- CF28 Systems and controls (11 Jun 2015 to 6 Mar 2016)
- CF10 Compliance Oversight (9 Oct 2013 to 6 Mar 2016)
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- SMF16 Compliance Oversight (7 Mar 2016 to 30 Sep 2016)
- CF28 Systems and controls (11 Jun 2015 to 6 Mar 2016)
- CF10 Compliance Oversight (9 Oct 2013 to 6 Mar 2016)
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- CF28 Systems and controls (17 Dec 2015 to 30 Sep 2016)
- CF10 Compliance Oversight (9 Oct 2013 to 25 Mar 2014)
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- CF28 Systems and controls (17 Dec 2015 to 30 Sep 2016)
- CF10 Compliance Oversight (9 Oct 2013 to 30 Sep 2016)
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- CF10 Compliance Oversight (9 Oct 2013 to 30 Sep 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.