Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Housing Growth Partnership Manager Limited (no longer approved here)

    FRN 709515

    • CF10 Compliance Oversight (1 Jun 2016 to 30 Sep 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • SMF16 Compliance Oversight (7 Mar 2016 to 30 Sep 2016)
    • CF28 Systems and controls (11 Jun 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (9 Oct 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF16 Compliance Oversight (7 Mar 2016 to 30 Sep 2016)
    • CF28 Systems and controls (11 Jun 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (9 Oct 2013 to 6 Mar 2016)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF28 Systems and controls (17 Dec 2015 to 30 Sep 2016)
    • CF10 Compliance Oversight (9 Oct 2013 to 25 Mar 2014)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • CF28 Systems and controls (17 Dec 2015 to 30 Sep 2016)
    • CF10 Compliance Oversight (9 Oct 2013 to 30 Sep 2016)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF10 Compliance Oversight (9 Oct 2013 to 30 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

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