Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Algorithmic trading (1 Dec 2020 to 30 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (24 Sep 2020 to 30 Nov 2021)
    • [FCA CF] Material risk taker (24 Sep 2020 to 30 Nov 2021)
    • [FCA CF] Client dealing (11 Nov 2019 to 30 Nov 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 7 Oct 2019)
    • [FCA CF] Manager of certification employee (11 Mar 2019 to 27 Aug 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Aug 2019)
    • CF30 Customer (6 Nov 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.