Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Algorithmic trading (1 Dec 2020 to 30 Nov 2021)
- [PRA CF] Significant risk taker or Material risk taker (24 Sep 2020 to 30 Nov 2021)
- [FCA CF] Material risk taker (24 Sep 2020 to 30 Nov 2021)
- [FCA CF] Client dealing (11 Nov 2019 to 30 Nov 2021)
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- [FCA CF] Material risk taker (1 Apr 2019 to 7 Oct 2019)
- [FCA CF] Manager of certification employee (11 Mar 2019 to 27 Aug 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 27 Aug 2019)
- CF30 Customer (6 Nov 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.