Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (18 Apr 2024 to 27 May 2024)
    • [FCA CF] Manager of certification employee (24 Jan 2018 to 19 Oct 2023)
    • [FCA CF] Material risk taker (17 May 2017 to 13 Nov 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2023 to 2 Jun 2023)
    • SMF7 Group Entity Senior Manager (6 Dec 2022 to 7 May 2024)
    • [FCA CF] Manager of certification employee (28 Oct 2020 to 9 Jan 2023)
    • [FCA CF] Material risk taker (23 Jul 2019 to 30 Apr 2021)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • SMF7 Group Entity Senior Manager (6 Dec 2022 to 7 May 2024)
    • [FCA CF] Manager of certification employee (28 Oct 2020 to 9 Jan 2023)
    • [FCA CF] Material risk taker (3 Oct 2018 to 30 Apr 2021)
  • NatWest Trustee and Depositary Services Limited (no longer approved here)

    FRN 794152

    • SMF7 Group Entity Senior Manager (6 Dec 2022 to 7 May 2024)
  • Lombard North Central PLC (no longer approved here)

    FRN 710598

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 19 Oct 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (24 Jan 2018 to 19 Oct 2023)
    • [FCA CF] Material risk taker (17 May 2017 to 27 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

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