Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 21 Oct 2022)
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- [FCA CF] Significant management (9 Dec 2019 to 21 Oct 2022)
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- CF1 Director (4 Aug 2010 to 17 Aug 2011)
- CF28 Systems and controls (4 Aug 2010 to 17 Aug 2011)
- CF30 Customer (1 Nov 2007 to 30 Dec 2007)
- CF26 Customer Trading (14 Jul 2006 to 31 Oct 2007)
- CF14 Risk Assessment (1 Dec 2001 to 5 Feb 2007)
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- CF1 Director (4 Aug 2010 to 17 Aug 2011)
- CF28 Systems and controls (4 Aug 2010 to 17 Aug 2011)
- CF30 Customer (1 Nov 2007 to 30 Dec 2007)
- CF26 Customer Trading (29 Jun 2006 to 31 Oct 2007)
- CF14 Risk Assessment (1 Dec 2001 to 5 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.