Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2025)
    • CF1 Director (AR) (since 29 Mar 2025)
    • SMF3 Executive Director (9 Oct 2024 to 1 Sep 2025)
    • (1)Employed By (since 29 Mar 2025)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (27 Sep 2021 to 28 May 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 28 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 May 2023)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 14 Aug 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Connect Administration Limited (no longer approved here)

    FRN 937565

    • Employed By (27 Sep 2021 to 28 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

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