Matthew Drummond Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bordier & Cie (UK) PLC (no longer approved here)

    FRN 114324

    • [FCA CF] CASS oversight function (9 Dec 2019 to 18 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2022)
    • CF10a CASS Oversight function (1 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.