Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring International Investment Limited
FRN 122628
- [FCA CF] Manager of certification employee (since 24 Jan 2023)
- [FCA CF] Client dealing (since 24 Jan 2023)
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Baring Asset Management Limited
FRN 170601
- [FCA CF] Client dealing (since 24 Jan 2023)
- [FCA CF] Manager of certification employee (since 24 Jan 2023)
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BARINGS (U.K.) LIMITED
FRN 194662
- [FCA CF] Client dealing (since 24 Jan 2023)
- [FCA CF] Manager of certification employee (since 24 Jan 2023)
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- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
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- CF30 Customer (6 Mar 2014 to 10 Nov 2017)
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- CF30 Customer (6 Mar 2014 to 10 Nov 2017)
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- CF30 Customer (6 Mar 2014 to 10 Nov 2017)
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- CF30 Customer (6 Mar 2014 to 26 Jul 2016)
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- CF30 Customer (1 Nov 2007 to 11 Apr 2012)
- CF21 Investment Adviser (24 Aug 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Dec 2002 to 24 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.