Matthew David Sulley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2022)
    • [FCA CF] Client dealing (since 16 Mar 2022)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2022)
    • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF30 Customer (21 Jun 2016 to 8 Jan 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 Apr 2008 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF22 Investment Adviser (Trainee) (14 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.