Matthew David Simons

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited
FRN 830170
- [FCA CF] Manager of certification employee (since 24 May 2022)
- [FCA CF] Functions requiring qualifications (24 May 2022 to 7 Jun 2023)
Santander UK Plc (no longer approved here)
FRN 106054
- [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Jan 2020)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (7 Oct 2011 to 6 Jan 2012)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (1 Apr 2010 to 26 May 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.