Matthew David Ruoss

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCORPEO UK LIMITED

    FRN 676878

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (20 Mar 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Mar 2019 to 8 Dec 2019)
    • CF3 Chief Executive (25 Jun 2015 to 8 Dec 2019)
    • CF1 Director (25 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (25 Jun 2015 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
    • CF21 Investment Adviser (22 Aug 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.