Matthew David Randall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INSPIRE FINANCIAL PLANNING LTD

    FRN 587233

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (12 Nov 2012 to 8 Dec 2019)
    • CF1 Director (12 Nov 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Nov 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Nov 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Nov 2012 to 30 Sep 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (18 Nov 2009 to 17 Dec 2012)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (250)Employed By (4 Dec 2002 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.