Matthew David Moncrieffe Walker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Farley & Thompson LLP

    FRN 461601

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • SMF27 Partner (since 12 May 2022)
    • [FCA CF] Material risk taker (since 3 Jan 2022)
    • [FCA CF] Client dealing (since 3 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2022)
  • Brighton Williams & Partners (no longer approved here)

    FRN 149307

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (17 Jul 2019 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (11 Aug 2010 to 8 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.