Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 24 Apr 2020)
    • [FCA CF] Client dealing (since 24 Apr 2020)
    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (23 Jan 2008 to 6 Mar 2016)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (16 Oct 2004 to 30 Nov 2005)
  • Square Mile Wealth Limited (no longer approved here)

    FRN 409357

    • (3)Employed By (16 Oct 2004 to 30 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.