Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (2 Oct 2024 to 6 Nov 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (17 Jun 2008 to 6 Mar 2016)
  • Claisse St. Vincent (no longer approved here)

    FRN 165632

    • Employed By (13 Feb 2004 to 2 Nov 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (30 Oct 2003 to 27 Feb 2004)
    • CF22 Investment Adviser (Trainee) (16 Nov 2002 to 30 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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