Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- SMF18 Other Overall Responsibility (since 13 Jan 2020)
- [FCA CF] Algorithmic trading (19 Jul 2019 to 12 Jan 2020)
- [FCA CF] Manager of certification employee (4 Jan 2019 to 12 Jan 2020)
- [FCA CF] Material risk taker (16 Mar 2018 to 12 Jan 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.