Matthew Cooke

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [PRA CF] Significant risk taker or Material risk taker (since 9 Jan 2023)
    • [FCA CF] Significant management (since 9 Jan 2023)
    • [FCA CF] Material risk taker (since 9 Jan 2023)
    • [FCA CF] Client dealing (since 17 Sep 2021)
    • [FCA CF] Proprietary trader (since 17 Sep 2021)
    • [FCA CF] Manager of certification employee (since 17 Sep 2021)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [PRA CF] Significant risk taker or Material risk taker (17 May 2019 to 23 Apr 2021)
    • [FCA CF] Client dealing (17 May 2019 to 23 Apr 2021)
    • [FCA CF] Manager of certification employee (17 May 2019 to 23 Apr 2021)
    • [FCA CF] Material risk taker (17 May 2019 to 23 Apr 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (23 Nov 2017 to 11 Mar 2019)
    • [FCA CF] Client dealing (23 Nov 2016 to 11 Mar 2019)
    • [FCA CF] Material risk taker (23 Nov 2016 to 11 Mar 2019)
    • [PRA CF] Significant risk taker or Material risk taker (23 Nov 2016 to 11 Mar 2019)
    • [PRA CF] Managing a material risk taker (23 Nov 2016 to 11 Mar 2019)
    • CF30 Customer (14 Jun 2012 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Managing a material risk taker (23 Nov 2017 to 11 Mar 2019)
    • [FCA CF] Client dealing (23 Nov 2016 to 11 Mar 2019)
    • [FCA CF] Manager of certification employee (23 Nov 2016 to 11 Mar 2019)
    • [FCA CF] Material risk taker (23 Nov 2016 to 11 Mar 2019)
    • [PRA CF] Significant risk taker or Material risk taker (23 Nov 2016 to 11 Mar 2019)
    • CF30 Customer (14 Jun 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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