Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 7 Mar 2017)
- [FCA CF] Material risk taker (since 7 Mar 2017)
- [FCA CF] Manager of certification employee (7 Mar 2017 to 9 Nov 2023)
- CF30 Customer (21 Oct 2009 to 6 Mar 2016)
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- CF30 Customer (21 Oct 2009 to 6 Mar 2016)
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- CF23 Corporate Finance Adviser (19 May 2006 to 1 Mar 2007)
- CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.