Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 9 Nov 2023)
    • CF30 Customer (21 Oct 2009 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (21 Oct 2009 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF23 Corporate Finance Adviser (19 May 2006 to 1 Mar 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.