Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 15 Aug 2019)
- CF30 Customer (since 12 Mar 2014)
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Newsome Wealth Management Ltd
FRN 835813
- (4)Employed By (since 11 Mar 2019)
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- (493)Employed By (7 Jun 2010 to 3 Sep 2010)
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- CF30 Customer (1 Nov 2007 to 3 Sep 2010)
- CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Jul 2006 to 16 May 2007)
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- CF21 Investment Adviser (1 Apr 2004 to 26 Jun 2004)
- CF22 Investment Adviser (Trainee) (27 Dec 2001 to 1 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.