Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 15 Aug 2019)
    • CF30 Customer (since 12 Mar 2014)
    • (4)Employed By (since 11 Mar 2019)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (493)Employed By (7 Jun 2010 to 3 Sep 2010)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 3 Sep 2010)
    • CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jul 2006 to 16 May 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (1 Apr 2004 to 26 Jun 2004)
    • CF22 Investment Adviser (Trainee) (27 Dec 2001 to 1 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.