Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Jan 2022)
    • [FCA CF] Manager of certification employee (since 31 Jan 2022)
    • [FCA CF] Material risk taker (since 31 Jan 2022)
    • [FCA CF] Material risk taker (since 31 Jan 2022)
    • [FCA CF] Client dealing (since 31 Jan 2022)
    • [FCA CF] Manager of certification employee (since 31 Jan 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (23 May 2018 to 1 Nov 2021)
    • [FCA CF] Material risk taker (1 Jan 2017 to 30 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 30 Jan 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.