Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 31 Jan 2022)
- [FCA CF] Manager of certification employee (since 31 Jan 2022)
- [FCA CF] Material risk taker (since 31 Jan 2022)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Material risk taker (since 31 Jan 2022)
- [FCA CF] Client dealing (since 31 Jan 2022)
- [FCA CF] Manager of certification employee (since 31 Jan 2022)
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- [FCA CF] Manager of certification employee (23 May 2018 to 1 Nov 2021)
- [FCA CF] Material risk taker (1 Jan 2017 to 30 Jan 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 30 Jan 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (29 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.