Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF4 Partner (AR) (since 26 Feb 2024)
    • Appointed representative dealing with clients for which they require qualification (since 6 Jan 2022)
    • [FCA CF] Client dealing (since 6 Jan 2022)
    • CF30 Customer (since 6 Jan 2022)
    • (3)Employed By (since 6 Jan 2022)
    • (12)Employed By (19 Jan 2012 to 2 Nov 2021)
  • Burke Capital LLP (no longer approved here)

    FRN 1009378

    • Employed By (26 Feb 2024 to 16 May 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 2 Nov 2021)
    • CF30 Customer (19 Jan 2012 to 2 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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