Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Algorithmic trading (22 Jan 2025 to 30 Apr 2025)
    • [FCA CF] Manager of certification employee (10 Oct 2022 to 30 Apr 2025)
    • [FCA CF] Client dealing (7 Sep 2016 to 30 Apr 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Apr 2025)
    • CF30 Customer (3 Apr 2009 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (9 Dec 2002 to 13 Apr 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (29 Apr 2002 to 4 Nov 2002)
    • CF26 Customer Trading (1 Dec 2001 to 29 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.