Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Algorithmic trading (22 Jan 2025 to 30 Apr 2025)
- [FCA CF] Manager of certification employee (10 Oct 2022 to 30 Apr 2025)
- [FCA CF] Client dealing (7 Sep 2016 to 30 Apr 2025)
- [FCA CF] Material risk taker (7 Mar 2016 to 30 Apr 2025)
- CF30 Customer (3 Apr 2009 to 6 Mar 2016)
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- CF21 Investment Adviser (9 Dec 2002 to 13 Apr 2007)
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- CF21 Investment Adviser (29 Apr 2002 to 4 Nov 2002)
- CF26 Customer Trading (1 Dec 2001 to 29 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.