Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Dec 2023)
    • [FCA CF] Client dealing (since 5 Dec 2023)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 30 Nov 2023)
    • [FCA CF] Client dealing (15 Feb 2021 to 30 Nov 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (30 Mar 2017 to 30 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.