Matthew Bernard Fleming

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Sep 2018)
    • CF30 Customer (since 4 Mar 2013)
  • Fleming & Co Wealth Management Limited

    FRN 820623

    • (1)Employed By (since 17 Sep 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (4 Jun 2009 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.