Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 28 Mar 2024)
- [FCA CF] Client dealing (since 28 Mar 2024)
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Forrester-Hyde Limited
FRN 476495
- (11)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (12)7. Giving personal recommendations on long-term care insurance contracts
- (13)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (14)4. Giving personal recommendations on retail investment products which are not broker funds
- (15)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- (10)21. Advising or arranging (bringing about) equity release transactions
- (19)SMF1 Chief Executive (since 9 Dec 2019)
- (20)[FCA CF] Client dealing (since 9 Dec 2019)
- (21)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- (22)[FCA CF] Significant management (since 9 Dec 2019)
- (18)SMF3 Executive Director (since 9 Dec 2019)
- (17)Responsible for Insurance Distribution (since 1 Oct 2018)
- (16)Responsibility for MCD Intermediation (since 13 Dec 2016)
- (40)SMF16 Compliance Oversight (9 Dec 2019 to 29 May 2024)
- (42)CF10 Compliance Oversight (20 Jun 2016 to 8 Dec 2019)
- (44)CF3 Chief Executive (16 Sep 2013 to 8 Dec 2019)
- (45)CF1 Director (1 May 2008 to 8 Dec 2019)
- (43)CF8 Apportionment and Oversight (1 May 2008 to 31 Mar 2009)
- (41)CF30 Customer (1 May 2008 to 8 Dec 2019)
- (39)Responsible for Insurance Mediation (1 May 2008 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF1 Chief Executive at Forrester-Hyde Limited
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controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Forrester-Hyde Limited
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controlled function removed: 21. Advising or arranging (bringing about) equity release transactions at Forrester-Hyde Limited
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controlled function removed: SMF3 Executive Director at Forrester-Hyde Limited
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controlled function removed: [FCA CF] Significant management at Forrester-Hyde Limited
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controlled function removed: 7. Giving personal recommendations on long-term care insurance contracts at Forrester-Hyde Limited
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controlled function removed: Responsibility for MCD Intermediation at Forrester-Hyde Limited
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controlled function removed: [FCA CF] Functions requiring qualifications at Forrester-Hyde Limited
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controlled function removed: Responsible for Insurance Distribution at Forrester-Hyde Limited
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controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Forrester-Hyde Limited