Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 15 Aug 2018)
- [FCA CF] Client dealing (7 Nov 2016 to 27 Jun 2025)
- [FCA CF] Manager of certification employee (7 Nov 2016 to 7 Aug 2017)
- CF30 Customer (14 Oct 2013 to 6 Mar 2016)
- CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.